North Carolina law provides that any two individuals may legally marry, provided each one is over the age of 18 and they are of opposite genders. N.C.G.S. §§ 51-1, 51-2. This language applies to all marriages performed and registered in North Carolina. Thus, no same-sex couple in North Carolina can currently obtain a marriage license.1
North Carolina's Defense of Marriage Statute, Section 51-1.2
In an attempt to “protect” North Carolinians from the perceived threat posed by same-sex couples marrying in other states or countries and then attempting to have those marriages recognized in North Carolina, the NC General Assembly passed a one-line statute in 1996 that states “Marriages, whether created by common law, contracted, or performed outside of North Carolina, between individuals of the same gender are not valid in North Carolina.” N.C.G.S. § 51-1.2.
It could be argued that Section 51-1.2 violates the North Carolina Constitution under Article I, Section 19, which guarantees that “[n]o person shall be denied the equal protection of the laws.” However, there is no existing case or statute that requires courts to interpret Article I, Section 19 to mean that marriage rights must be made available to LGBT couples. The validity of Section 51-1.2 has yet to be challenged because of the unlikelihood of a favorable ruling by our appellate courts.
Even if a lawsuit was successful, the state legislature could respond by passing a state constitutional amendment banning same-sex marriage. Such a proposal has already twice been introduced in the NC General Assembly, but no hearing or votes were ever taken. There is a strong possibility that North Carolina voters would vote in favor of such an amendment if it passed the legislature.
Federal Constitution and Federal DOMA Statute
There is conjecture as to whether Section 51-1.2 is valid under the U. S. Constitution. Article IV, Section 1 of the U.S. Constitution requires all states to give "Full Faith and Credit" to the “public Acts, Records, and judicial Proceedings” of all other states. Congress is given the power to “prescribe the Manner” in which these acts “shall be proved.”
In 1996, Congress passed the federal “Defense of Marriage Act” (DOMA). DOMA gave individual states the right to refuse to honor same-sex marriages performed in other states or countries. It also created a federal definition of “marriage,” restricting the word to mean only opposite-sex marriages. Before DOMA, no federal definition of marriage existed.
It is important to note that DOMA does not prohibit states from granting same-sex marriages, but it does allow individual states to decide whether to honor same-sex marriages performed outside their borders.
A number of legal scholars believe that if DOMA were ever challenged in the federal court system, it would be ruled unconstitutional. The theory hinges on the provision of DOMA that would allow state courts to ignore the traditional interstate portability of judgments.2 For example, DOMA would allow a North Carolina court to ignore an equitable property division order of a Massachusetts court at the dissolution of a valid Massachusetts same-sex marriage. Thus, an asset-wealthy spouse could merely relocate to another state to avoid enforcement of the Massachusetts judgment. To further complicate matters, DOMA withdraws full faith and credit only from judgments recognizing the validity of a same-sex marriage. Full faith and credit is still required for judgments refusing to recognize the validity of such marriages. The U.S. Supreme Court has been most stringent in terms of full faith and credit when this type of interstate portability of judgments is involved. Because of this constitutional vulnerability, there is a movement within Congress to prevent federal courts from ever hearing a challenge to the constitutionality of DOMA.
North Carolina's state DOMA (often referred to as a “mini-DOMA”) has important differences that make its legality (unconstitutionality) less clear. North Carolina's statute merely defines what sort of unions will be recognized as marriages within the state. The full faith and credit clause has never been held to require a state (state A) to recognize a marriage, celebrated in another state (state B), that violates the substantive marriage restrictions of state A That is to say that, ordinarily, marriages valid where celebrated are valid everywhere, but that is a matter of common law, not constitutional law. Moreover, there is typically an exception to this rule when the marriage performed in state B violates the public policy of state A (for example, if state B allows grandparents to marry grandchildren, state B could refuse to recognize such marriages based on its public policy against that type of incestuous union) The existence of a strong public policy is a question of local law; thus, North Carolina could simply say that marriages for same-sex couples performed in another state are void under this principle. Moreover, North Carolina has declared its strong public policy objections to same-sex marriage by enacting its DOMA Because North Carolina's DOMA does not go as far as the federal version to ignore the judgments of other states’ courts, the question of its constitutionality is more difficult. The problem would be resolved if the U.S. Supreme Court declared that, as a matter of equal protection, the Constitution mandated equal marriage rights for same-sex couples. At that point, North Carolina's public policy could not trump federal constitutional law.
What does all of this mean for LGBT North Carolinians?
For the time being, it almost certainly means that same-sex marriages will not be legally performed in North Carolina any time soon. It also means that same-sex marriages or civil unions obtained in other states or countries will not be recognized as valid under our state law.
However, it is important to note that there are a number of positive changes happening on a national and international level. For example:
1. Massachusetts became the first state in the U.S. to grant same-sex couples full marriage rights. In the landmark case Goodridge v. Dept. of Public Health, the Massachusetts Supreme Judicial Court declared that LGBT couples have the right to full marriage equality under the Massachusetts Constitution. Same-sex couples have been enjoying marriage equality in Massachusetts since May 2004.3
2. As of this writing, Canada, Spain and South Africa have recently legalized same-sex marriages, joining the Netherlands and Belgium as nations committed to providing full equality for LGBT citizens.
3. The Vermont and Connecticut legislatures recently granted civil unions to LGBT couples in those states.4 Four states and the District of Columbia provide some or all of the benefits and obligations of marriage to LGBT couples through domestic partner registration.5
4. A number of same-sex couples have filed lawsuit in several states, seeking the right to marry under their respective state laws.6 While no one can predict the outcome of any lawsuit, it is possible that several more states will recognize a form of legal union for same-sex couples very soon.
5. In spite of the progress made in other states, in 2005, North Carolina considered enacting an amendment to the state constitution that would ban same-sex marriage and prohibit recognition of same-sex marriages performed elsewhere. It is unclear whether it would have barred LGBT couples from securing rights through civil unions, domestic partner registration, or private contracts. Fortunately, the proposed amendment died in committee and cannot be revived in 2005. It may be reintroduced as an amendment to another bill in 2006, but it cannot be introduced again as a stand-alone measure unti1 2007.
6. The Federal Marriage Amendment (the FMA) constitutes the gravest threat to marriage equality in this country. At its core, the FMA is an anti-LGBT, anti-family national constitutional amendment designed to deny LGBT citizens full equality by prohibiting all states from extending any marriage rights or “the legal incidents” of marriage to same-sex couples, and seeks to write sexual orientation discrimination into our nation's founding document. The FMA was soundly defeated in 2004 and has been stalled in Congress since then.
What rights and responsibilities are currently unavailable to LGBT couples under North Carolina law?
In addition to the 1,100-plus rights and obligations of marriage provided by the federal government, North Carolina provides over 130 legal benefits and obligations to married couples that are unavailable to unmarried same-sex or opposite-sex partners. Below are some of the benefits and obligations available to married couples in North Carolina:
Inheritance and Property
|
Married Couples’ Rights |
Unmarried Partners’ “Rights” |
|
No taxes on gifts given to spouses |
Gifts valued over $11,000/year taxed between 8-17% |
|
Automatic entitlement to spousal employee benefits |
Entitlement to spousal employee benefits provided only at the discretion of the employer |
|
Automatic inheritance rights to spouse's portion of jointly-owned real property |
Partner's share of jointly-owned real property goes to partner's heirs unless specifically stated |
|
Creditors cannot foreclose on jointly-owned real property to satisfy either spouse’s individual debts |
Creditors can foreclose on a portion of jointly-owned real property to satisfy either partner’s individual debts |
|
Surviving spouses have automatic entitlement to a portion of the deceased spouse's estate |
Surviving partners have no legal entitlement to inherit anything from the deceased partner’s estate |
|
Divorce laws protect individual spouses’ property interests and require a supporting spouse to provide financial support to a dependent spouse after separation |
Partners do not have automatic protection of their property and financial interests in the event of a separation and no right to support |
Parenting and Adoption
|
Married Couples’ Rights |
Unmarried Partners’ “Rights” |
|
Spouses are given full parental rights over any child born during the marriage |
Non-birth parent is considered a legal stranger to the child and has no custody rights or child-support obligations |
|
Spouses can jointly adopt children |
Same-sex partners cannot jointly adopt children in North Carolina |
|
Spouses can adopt each other’s children from former marriage; if spouses have lived together for more than 2 years, no home study is required |
Second-parent adoption is available for anyone in NC but it currently can only be brought in Durham County and it requires a home study |
|
Either parent can consent to medical treatment for the child |
Only the biological or adoptive parent can make medical decisions on behalf of the child |
|
Upon divorce, both spouses have full rights to negotiate custody arrangements |
At separation, the non-legal parent has no right to seek custody |
|
Upon divorce, the custodial spouse has the right to seek child-support payments |
At separation, the legal parent has no right to seek child-support payments from the non-legal parent |
Family Decision-Making Powers
|
Married Couples' Rights |
Unmarried Partners' "Rights" |
|
Automatic right to make medical decisions for an incapacitated spouse and to visit spouse in the hospital |
No right to make medical decisions for an incapacitated partner or to visit partner in the hospital |
|
Automatic right to make funeral and burial decisions for spouse |
No right to make funeral and burial decisions for partner |
|
Automatic name changes upon marriage or divorce if desired |
No name changes without filing a court proceeding; no automatic right to change name after a commitment ceremony |
1 Although no same-sex couple can obtain a license, a few valid same-sex marriages do exist in North Carolina. If the partners were of opposite genders at the time the license was issued, and one of the partners subsequently undergoes a gender-reassignment process, the marriage remains valid under North Carolina law because the individuals were an opposite-sex couple at the time the license was issued. Conversely, in a recent immigration case, a marriage between a man and a woman who was born male, but had a sex change operation before the marriage, was held to be a valid marriage under North Carolina law.
2 “No state, territory, or possession of the United States, or Indian tribe, shall be required to give effect to any public act, record, or judicial proceeding of any other State, territory, possession, or tribe respecting a relationship between persons of the same sex that is treated as a marriage under the laws of such other State, territory, possession, or tribe, or a right or claim arising from such relationship.”
3 It is important to note that DOMA bans the recognition of same-sex marriages by the federal government. Thus, same-sex couples in Massachusetts are legally married according to the state, but they are legal strangers according to the federal government. This conflict of laws has led to a number of problems for same-sex couples in Massachusetts, especially in the areas of Social Security benefits, taxation, and federal pension administration. As more states legalize same-sex marriage, this dual status will become more problematic.
4 Vermont granted civil unions to LGBT couples in 1999, in response to the seminal case Baker v. State. Connecticut granted civil unions to LGBT couples in 2005, in response to popular support for the measure.
5 California, Hawaii, Maine, and New Jersey.
6 California (Woo v. Lockver), Connecticut (Kerrigan v. Dept. of Public Health), Indiana (Morrison v. O'Bannon), Maryland (Dean v. Conawav), New Jersey (Lewis v. Harris), New York (Hernandez v. Robles), and Washington (Anderson v. S).
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Unofficial Synopsis Prepared by the Reporter of
Decisions
The Supreme Judicial Court held today that "barring an individual from the
protections, benefits, and obligations of civil marriage solely because that
person would marry a person of the same sex violates the Massachusetts
Constitution." The court stayed the entry of judgment for 180 days "to permit
the Legislature to take such action as it may deem appropriate in light of this
opinion."
"Marriage is a vital social institution," wrote Chief Justice Margaret H.
Marshall for the majority of the Justices. "The exclusive commitment of two
individuals to each other nurtures love and mutual support; it brings stability
to our society. For those who choose to marry, and for their children, marriage
provides an abundance of legal, financial, and social benefits. In turn it
imposes weighty legal, financial, and social obligations." The question before
the court was "whether, consistent with the Massachusetts Constitution," the
Commonwealth could deny those protections, benefits, and obligations to two
individuals of the same sex who wish to marry.
In ruling that the Commonwealth could not do so, the court observed that the
Massachusetts Constitution "affirms the dignity and equality of all
individuals," and "forbids the creation of second-class citizens." It reaches
its conclusion, the court said, giving "full deference to the arguments made by
the Commonwealth." The Commonwealth, the court ruled, "has failed to identify
any constitutionality adequate reason for denying civil marriage to same-sex
couples."
The court affirmed that it owes "great deference to the Legislature to decide
social and policy issues." Where, as here, the constitutionality of a law is
challenged, it is the "traditional and settled role" of courts to decide the
constitutional question. The "marriage ban" the court held, "works a deep and
scarring hardship" on same-sex families "for no rational reason." It prevents
children of same-sex couples "from enjoying the immeasurable advantages that
flow from the assurance of 'a stable family structure in which children will be
reared, educated, and socialized."' "It cannot be rational under our laws," the
court held, "to penalize children by depriving them of State benefits" because
of their parents' sexual oreintation.
The court rejected the Commonwealth's claim that the primary purpose of marriage
was procreation. Rather, the history of the marriage laws in the Commonwealth
demonstrates that "it is the exclusive and permanent commitment of the marriage
partners to one another, not the begetting of children, that is the sine qua non
of marriage."
The court remarked that its decision "does not disturb the fundamental value of
marriage in our society." "That same-sex couples are willing to embrace
marriage's solemn obligations of exclusivity, mutual support, and commitment to
one another is a testament to the enduring place of marriage in our laws and in
the human spirit," the court stated.
The opinion reformulates the common-law definition of civil marriage to mean
"the voluntary union of two persons as spouses, to the exclusion of all others.
Nothing that "civil marriage has long been termed a 'civil right,"' the court
concluded that "the right to marry means little if it does not include the right
to marry the person of one's choice, subject to appropirate government
restrictions in the interests of public health, safety, and welfare."
Justices John M. Greaney, Roderick L. Ireland, and Judity A. Cowin joined in the
court's opinion. Justice Greaney also filed a separate concurring opinion.
Justices Francis X. Spina, Martha B. Sosman, and Robert J. Cordy each filed
separate dissenting opinions.
Justice Greaney concurred "with the result reached by the court, the remedy
ordered, and much of the reasoning in the court's opinion," but expressed the
view that "the case is more directly resolved using traditional equal protection
analysis." He stated that to withhold "relief from the plaintiffs, who wish to
marry, and are otherwise eligible to marry, on the ground that the couples are
of the same gender, constitutes a categorical restriction of a fundamental
right." Moreover, Justice Greaney concluded that such a restriction is
impermissible under art. 1 of the Massachusetts Declaration of Rights. In so
doing, Justice Greaney did not rely on art. 1, as amended in 1976, because the
voters' intent in passing the amendment was clearly not to approve gay marriage,
but he relied on well-established principles of equal protection that antedated
the amendment.
Justice Cordy, with whom Justice Spina and Justice Sosman joined, dissented on
the ground that the marriage statute, as historically interpreted to mean the
union of one man and one woman, does not violate the Massachusetts Constitution
because "the Legislature could rationally conclude that it furthers the
legitimate State purpose of ensuring, promoting, and supporting an optimal
social structure for the bearing and raising of children." Justice Cordy stated
that the court's conclusions to the contrary are unsupportable in light of "the
presumption of constitutional validity and significiant deference afforded to
legislative enactments, and the 'undesirability of the judiciary substituting
its notion of correct policy for that of a popularly elected legislature'
responsible for making it.' Further, Justice Cordy stated that "[w]hile 'the
Massachusetts Constitution protects matters of personal liberty against
government intrusion at least as zealously and often more so than does the
Federal Constitution,' this case is not about government intrusions into matters
of personal liberty," but "about whether the State must endorse and support [the
choices of same-sex couples] by changing the institution of civil marriage to
make its benefits, obligations, and responsibilities applicable to them."
Justice Cordy concluded that, although the plaintiffs had made a powerful case
for the extension of the benefits and burdens of civil marriage to same-sex
couples, the issue "is one deeply rooted in social policy" and 'that decision
must be made by the Legislature, not the court."
Justice Spina, in a separately filed dissenting opinion, stated that "[W]hat is
at stake in this case is not the unequal treat..nt of individuals or whether
individuals rights have been impermissibly burdened, but the power of the
Legislature to effectuate social change without interference from the courts,
pursuant to art. 30 of the Massachusetts Declaration of Rights." He emphasized
that the "power to regulate marriage lies with the Legislature, not with the
judiciary."
Justice Sosman, in a separately filed dissenting opinion, stated that "the issue
is not whether the Legislature's rationale behind [the statutory scheme being
challenged] is persuasive to [the court]," but whether it is "rational" for the
Legislature to "reserve judgment" on whether changing the definition of marriage
"can be made at this time wihtout damaging the institution of marriage or
adversely affecting the critical role it has played in our society." She
concluded that, "[a]bsent consensus on the issue (which obviously does not
exist), or unanimity amongst scientists studying the issue (which also does not
exist), or a more prolonged period of observation of this new family structure
(which has not yet been possible), it is rational for the Legislature to
postpone any redefinition of marriage that would include same-sex couples until
such time as it is certain that redefinition will not have unintended and
undesirable social consequences."
Hillary GOODRIDGE & others [FN1] vs. DEPARTMENT OF PUBLIC HEALTH & another.
[FN2]
SJC-08860
March 4, 2003. - November 18, 2003.
Present: Marshall, C.J., Greaney, Ireland, Spina, Cowin, Sosman, & Cordy, JJ.
License. Marriage. Statute, Construction. Constitutional Law,
Police power, Equal protection of laws. Due Process of Law, Marriage.
Words, "Marriage."
Civil action commenced in the Superior Court Department on April 11, 2001.
The case was heard by Thomas E. Connolly, J., on motions for summary
judgment.
The Supreme Judicial Court granted an application for direct appellate review.
Mary Lisa Bonauto (Gary D. Buseck with her) for Hillary Goodridge.
Judith S. Yogman, Assistant Attorney General, for Department of Public
Health.
The following submitted briefs for amici curiae:
Joseph P.J. Vrabel, Mark D. Mason, & Martin W. Healy for Massachusetts
Bar Association.
Leslie Cooper & James D. Esseks, of New York, Jon W. Davidson &
Shannon Minter, of California, Elliot M. Mincberg & Judith E. Schaeffer,
of the District of Columbia, & John Reinstein, Sarah R. Wunsch, Paul Holtzman,
& Hugh Dun Rappaport for Urban League of Eastern Massachusetts & others.
Paul Benjamin Linton, of Illinois, & Thomas M. Harvey for Robert
J. Araujo & others.
Dwight G. Duncan for Massachusetts Family Institute, Inc., & others.
Glen Lavy, of Arizona, Stephen W. Reed, of California, & Bertin
C. Emmons for National Association for Research and Therapy of
Homosexuality, Inc., & others.
Robert W. Ash & Vincent P. McCarthy, of Connecticut, & Philip E.
Cleary for The Common Good Foundation & others.
Don Stenberg, Attorney General of Nebraska, Mark L. Shurtleff,
Attorney General of Utah, Brent A. Burnett, Assistant Attorney General of
Utah, & Mark Barnett, Attorney General of South Dakota, for the State of
Utah & others.
Chester Darling & Michael Williams for Massachusetts Citizens Alliance &
another.
Daniel Avila for The Catholic Action League of Massachusetts.
Joshua K. Baker, of California, & Robert G. Caprera for José
Martín de Agar & others.
Wendy J. Herdlein, of California, & James R. Knudsen for the
Honorable Philip Travis & others.
Steven W. Fitschen, of Virginia, for The National Legal Foundation.
Jeffrey A. Shafer & David R. Langdon, of Ohio, William C. Duncan,
of Utah, & Wendy J. Herdlein, of California, for Marriage Law Project.
Lisa Rae, Kenneth Elmore, Arthur Berney, & Josephine Ross for The
Religious Coalition for the Freedom to Marry & others.
Ann DiMaria for The Ethics & Religious Liberty Commission & others.
Anthony Mirenda, Vickie L. Henry, Lucy Fowler, John M. Granberry, Rachel N.
Lessem, & Gabriel M. Helmer for Robert F. Williams & others.
Kenneth J. Parsigian for Peter W. Bardaglio & others. David Cruz,
of New York, John Taylor Williams, Carol V. Rose, Debra Squires-Lee,
Christopher Morrison, & Marni Goldstein Caputo for William E. Adams &
others.
Martin J. Newhouse & Katharine Bolland for Coalition gaie et lesbienne du
Québec & others.
Joseph Ureneck, pro se.
Teresa S. Collett, of Texas, & Luke Stanton for Free Market
Foundation.
Peter F. Zupcofska, L. Tracee Whitley, Heidi A. Nadel, & Corin R. Swift
for Boston Bar Association & another.
Mary Jo Johnson, Jonathan A. Shapiro, & Amy L. Nash for The Massachusetts
Psychiatric Society & others.
Tony R. Maida, Nina Joan Kimball, & Justine H. Brousseau for Libby Adler
& others.
Daryl J. Lapp, Kevin D. Batt, & Katharine Silbaugh for Monroe Inker &
another.
David Zwiebel, Mordechai Biser, & Nathan J. Diament, of New York, &
Abba Cohen, of the District of Columbia, for Agudath Israel of America &
others.
MARSHALL, C.J.
Marriage is a vital social institution. The exclusive commitment of two
individuals to each other nurtures love and mutual support; it brings stability
to our society. For those who choose to marry, and for their children, marriage
provides an abundance of legal, financial, and social benefits. In return it
imposes weighty legal, financial, and social obligations. The question before us
is whether, consistent with the Massachusetts Constitution, the Commonwealth may
deny the protections, benefits, and obligations conferred by civil marriage to
two individuals of the same sex who wish to marry. We conclude that it may not.
The Massachusetts Constitution affirms the dignity and equality of all
individuals. It forbids the creation of second-class citizens. In reaching our
conclusion we have given full deference to the arguments made by the
Commonwealth. But it has failed to identify any constitutionally adequate reason
for denying civil marriage to same-sex couples.
We are mindful that our decision marks a change in the history of our marriage
law. Many people hold deep-seated religious, moral, and ethical convictions that
marriage should be limited to the union of one man and one woman, and that
homosexual conduct is immoral. Many hold equally strong religious, moral, and
ethical convictions that same-sex couples are entitled to be married, and that
homosexual persons should be treated no differently than their heterosexual
neighbors. Neither view answers the question before us. Our concern is with the
Massachusetts Constitution as a charter of governance for every person properly
within its reach. "Our obligation is to define the liberty of all, not to
mandate our own moral code." Lawrence v. Texas, 123 S.Ct. 2472, 2480
(2003) (Lawrence ), quoting Planned Parenthood of Southeastern Pa.
v. Casey, 505 U.S. 833, 850 (1992).
Whether the Commonwealth may use its formidable regulatory authority to bar
same-sex couples from civil marriage is a question not previously addressed by a
Massachusetts appellate court. [FN3] It is a question the United States Supreme
Court left open as a matter of Federal law in Lawrence, supra at 2484,
where it was not an issue. There, the Court affirmed that the core concept of
common human dignity protected by the Fourteenth Amendment to the United States
Constitution precludes government intrusion into the deeply personal realms of
consensual adult expressions of intimacy and one's choice of an intimate
partner. The Court also reaffirmed the central role that decisions whether to
marry or have children bear in shaping one's identity. Id. at 2481. The
Massachusetts Constitution is, if anything, more protective of individual
liberty and equality than the Federal Constitution; it may demand broader
protection for fundamental rights; and it is less tolerant of government
intrusion into the protected spheres of private life.
Barred access to the protections, benefits, and obligations of civil marriage, a
person who enters into an intimate, exclusive union with another of the same sex
is arbitrarily deprived of membership in one of our community's most rewarding
and cherished institutions. That exclusion is incompatible with the
constitutional principles of respect for individual autonomy and equality under
law.
I
The plaintiffs are fourteen individuals from five Massachusetts counties. As of
April 11, 2001, the date they filed their complaint, the plaintiffs Gloria
Bailey, sixty years old, and Linda Davies, fifty-five years old, had been in a
committed relationship for thirty years; the plaintiffs Maureen Brodoff,
forty-nine years old, and Ellen Wade, fifty-two years old, had been in a
committed relationship for twenty years and lived with their twelve year old
daughter; the plaintiffs Hillary Goodridge, forty-four years old, and Julie
Goodridge, forty-three years old, had been in a committed relationship for
thirteen years and lived with their five year old daughter; the plaintiffs Gary
Chalmers, thirty-five years old, and Richard Linnell, thirty-seven years old,
had been in a committed relationship for thirteen years and lived with their
eight year old daughter and Richard's mother; the plaintiffs Heidi Norton,
thirty-six years old, and Gina Smith, thirty-six years old, had been in a
committed relationship for eleven years and lived with their two sons, ages five
years and one year; the plaintiffs Michael Horgan, forty-one years old, and
David Balmelli, forty-one years old, had been in a committed relationship for
seven years; and the plaintiffs David Wilson, fifty-seven years old, and Robert
Compton, fifty-one years old, had been in a committed relationship for four
years and had cared for David's mother in their home after a serious illness
until she died.
The plaintiffs include business executives, lawyers, an investment banker,
educators, therapists, and a computer engineer. Many are active in church,
community, and school groups. They have employed such legal means as are
available to them--for example, joint adoption, powers of attorney, and joint
ownership of real property--to secure aspects of their relationships. Each
plaintiff attests a desire to marry his or her partner in order to affirm
publicly their commitment to each other and to secure the legal protections and
benefits afforded to married couples and their children.
The Department of Public Health (department) is charged by statute with
safeguarding public health. See G.L. c. 17. Among its responsibilities, the
department oversees the registry of vital records and statistics (registry),
which "enforce[s] all laws" relative to the issuance of marriage licenses and
the keeping of marriage records, see G.L. c. 17, § 4, and which promulgates
policies and procedures for the issuance of marriage licenses by city and town
clerks and registers. See, e.g., G.L. c. 207, §§ 20, 28A, and 37. The registry
is headed by a registrar of vital records and statistics (registrar), appointed
by the Commissioner of Public Health (commissioner) with the approval of the
public health council and supervised by the commissioner. See G.L. c. 17, § 4.
In March and April, 2001, each of the plaintiff couples attempted to obtain a
marriage license from a city or town clerk's office. As required under G.L. c.
207, they completed notices of intention to marry on forms provided by the
registry, see G.L. c. 207, § 20, and presented these forms to a Massachusetts
town or city clerk, together with the required health forms and marriage license
fees. See G.L. c. 207, § 19. In each case, the clerk either refused to accept
the notice of intention to marry or denied a marriage license to the couple on
the ground that Massachusetts does not recognize same- sex marriage. [FN4],
[FN5] Because obtaining a marriage license is a necessary prerequisite to civil
marriage in Massachusetts, denying marriage licenses to the plaintiffs was
tantamount to denying them access to civil marriage itself, with its appurtenant
social and legal protections, benefits, and obligations. [FN6]
On April 11, 2001, the plaintiffs filed suit in the Superior Court against the
department and the commissioner seeking a judgment that "the exclusion of the [p]laintiff
couples and other qualified same-sex couples from access to marriage licenses,
and the legal and social status of civil marriage, as well as the protections,
benefits and obligations of marriage, violates Massachusetts law." See G.L. c.
231A. The plaintiffs alleged violation of the laws of the Commonwealth,
including but not limited to their rights under arts. 1, 6, 7, 10, 12, and 16,
and Part II, c. 1, § 1, art. 4, of the Massachusetts Constitution. [FN7], [FN8]
The department, represented by the Attorney General, admitted to a policy and
practice of denying marriage licenses to same-sex couples. It denied that its
actions violated any law or that the plaintiffs were entitled to relief. The
parties filed cross motions for summary judgment.
A Superior Court judge ruled for the department. In a memorandum of decision and
order dated May 7, 2002, he dismissed the plaintiffs' claim that the marriage
statutes should be construed to permit marriage between persons of the same sex,
holding that the plain wording of G.L. c. 207, as well as the wording of other
marriage statutes, precluded that interpretation. Turning to the constitutional
claims, he held that the marriage exclusion does not offend the liberty,
freedom, equality, or due process provisions of the Massachusetts Constitution,
and that the Massachusetts Declaration of Rights does not guarantee "the
fundamental right to marry a person of the same sex." He concluded that
prohibiting same-sex marriage rationally furthers the Legislature's legitimate
interest in safeguarding the "primary purpose" of marriage, "procreation." The
Legislature may rationally limit marriage to opposite-sex couples, he concluded,
because those couples are "theoretically ... capable of procreation," they do
not rely on "inherently more cumbersome" noncoital means of reproduction, and
they are more likely than same-sex couples to have children, or more children.
After the complaint was dismissed and summary judgment entered for the
defendants, the plaintiffs appealed. Both parties requested direct appellate
review, which we granted.
II
Although the plaintiffs refer in passing to "the marriage statutes," they focus,
quite properly, on G.L. c. 207, the marriage licensing statute, which controls
entry into civil marriage. As a preliminary matter, we summarize the provisions
of that law.
General Laws c. 207 is both a gatekeeping and a public records statute. It sets
minimum qualifications for obtaining a marriage license and directs city and
town clerks, the registrar, and the department to keep and maintain certain
"vital records" of civil marriages. The gatekeeping provisions of G.L. c. 207
are minimal. They forbid marriage of individuals within certain degrees of
consanguinity, §§ 1 and 2, and polygamous marriages. See G.L. c. 207, § 4. See
also G.L. c. 207, § 8 (marriages solemnized in violation of §§ 1, 2, and 4, are
void ab initio). They prohibit marriage if one of the parties has communicable
syphilis, see G.L. c. 207, § 28A, and restrict the circumstances in which a
person under eighteen years of age may marry. See G.L. c. 207, §§ 7, 25, and 27.
The statute requires that civil marriage be solemnized only by those so
authorized. See G.L. c. 207, §§ 38-40.
The record-keeping provisions of G.L. c. 207 are more extensive. Marriage
applicants file standard information forms and a medical certificate in any
Massachusetts city or town clerk's office and tender a filing fee. G.L. c. 207,
§§ 19-20, 28A. The clerk issues the marriage license, and when the marriage is
solemnized, the individual authorized to solemnize the marriage adds additional
information to the form and returns it (or a copy) to the clerk's office. G.L.
c. 207, §§ 28, 30, 38-40 (this completed form is commonly known as the "marriage
certificate"). The clerk sends a copy of the information to the registrar, and
that information becomes a public record. See G.L. c. 17, § 4; G.L. c. 66, § 10.
[FN9], [FN10]
In short, for all the joy and solemnity that normally attend a marriage, G.L. c.
207, governing entrance to marriage, is a licensing law. The plaintiffs argue
that because nothing in that licensing law specifically prohibits marriages
between persons of the same sex, we may interpret the statute to permit
"qualified same sex couples" to obtain marriage licenses, thereby avoiding the
question whether the law is constitutional. See School Comm. of Greenfield v.
Greenfield Educ. Ass'n, 385 Mass. 70, 79 (1982), and cases cited. This claim
lacks merit.
We interpret statutes to carry out the Legislature's intent, determined by the
words of a statute interpreted according to "the ordinary and approved usage of
the language." Hanlon v. Rollins, 286 Mass. 444, 447 (1934). The everyday
meaning of "marriage" is "[t]he legal union of a man and woman as husband and
wife," Black's Law Dictionary 986 (7th ed.1999), and the plaintiffs do not argue
that the term "marriage" has ever had a different meaning under Massachusetts
law. See, e.g., Milford v. Worcester, 7 Mass. 48, 52 (1810) (marriage "is
an engagement, by which a single man and a single woman, of sufficient
discretion, take each other for husband and wife"). This definition of marriage,
as both the department and the Superior Court judge point out, derives from the
common law. See Commonwealth v. Knowlton, 2 Mass. 530, 535 (1807)
(Massachusetts common law derives from English common law except as otherwise
altered by Massachusetts statutes and Constitution). See also Commonwealth v.
Lane, 113 Mass. 458, 462-463 (1873) ("when the statutes are silent,
questions of the validity of marriages are to be determined by the jus gentium,
the common law of nations"); C.P. Kindregan, Jr., & M.L. Inker, Family Law and
Practice § 1.2 (3d ed.2002). Far from being ambiguous, the undefined word
"marriage," as used in G.L. c. 207, confirms the General Court's intent to hew
to the term's common-law and quotidian meaning concerning the genders of the
marriage partners.
The intended scope of G.L. c. 207 is also evident in its consanguinity
provisions. See Chandler v. County Comm'rs of Nantucket County, 437 Mass.
430, 435 (2002) (statute's various provisions may offer insight into legislative
intent). Sections 1 and 2 of G.L. c. 207 prohibit marriages between a man and
certain female relatives and a woman and certain male relatives, but are silent
as to the consanguinity of male-male or female-female marriage applicants. See
G.L. c. 207, §§ 1-2. The only reasonable explanation is that the Legislature did
not intend that same-sex couples be licensed to marry. We conclude, as did the
judge, that G.L. c. 207 may not be construed to permit same-sex couples to
marry. [FN11]
III
A
The larger question is whether, as the department claims, government action that
bars same-sex couples from civil marriage constitutes a legitimate exercise of
the State's authority to regulate conduct, or whether, as the plaintiffs claim,
this categorical marriage exclusion violates the Massachusetts Constitution. We
have recognized the long-standing statutory understanding, derived from the
common law, that "marriage" means the lawful union of a woman and a man. But
that history cannot and does not foreclose the constitutional question.
The plaintiffs' claim that the marriage restriction violates the Massachusetts
Constitution can be analyzed in two ways. Does it offend the Constitution's
guarantees of equality before the law? Or do the liberty and due process
provisions of the Massachusetts Constitution secure the plaintiffs' right to
marry their chosen partner? In matters implicating marriage, family life, and
the upbringing of children, the two constitutional concepts frequently overlap,
as they do here. See, e.g., M.L.B. v. S.L.J., 519 U.S. 102, 120
(1996) (noting convergence of due process and equal protection principles in
cases concerning parent-child relationships); Perez v. Sharp, 32 Cal.2d
711, 728 (1948) (analyzing statutory ban on interracial marriage as equal
protection violation concerning regulation of fundamental right). See also
Lawrence, supra at 2482 ("Equality of treatment and the due process right to
demand respect for conduct protected by the substantive guarantee of liberty are
linked in important respects, and a decision on the latter point advances both
interests"); Bolling v. Sharpe, 347 U.S. 497 (1954) (racial segregation
in District of Columbia public schools violates the due process clause of the
Fifth Amendment to the United States Constitution), decided the same day as
Brown v. Board of Educ. of Topeka, 347 U.S. 483 (1954) (holding that
segregation of public schools in the States violates the equal protection clause
of the Fourteenth Amendment). Much of what we say concerning one standard
applies to the other.
We begin by considering the nature of civil marriage itself. Simply put, the
government creates civil marriage. In Massachusetts, civil marriage is, and
since pre-Colonial days has been, precisely what its name implies: a wholly
secular institution. See Commonwealth v. Munson, 127 Mass. 459, 460-466
(1879) (noting that "[i]n Massachusetts, from very early times, the requisites
of a valid marriage have been regulated by statutes of the Colony, Province, and
Commonwealth," and surveying marriage statutes from 1639 through 1834). No
religious ceremony has ever been required to validate a Massachusetts marriage.
Id.
In a real sense, there are three partners to every civil marriage: two willing
spouses and an approving State. See DeMatteo v. DeMatteo, 436 Mass. 18,
31 (2002) ("Marriage is not a mere contract between two parties but a legal
status from which certain rights and obligations arise"); Smith v. Smith,
171 Mass. 404, 409 (1898) (on marriage, the parties "assume[ ] new relations to
each other and to the State"). See also French v. McAnarney, 290 Mass.
544, 546 (1935). While only the parties can mutually assent to marriage, the
terms of the marriage--who may marry and what obligations, benefits, and
liabilities attach to civil marriage--are set by the Commonwealth. Conversely,
while only the parties can agree to end the marriage (absent the death of one of
them or a marriage void ab initio), the Commonwealth defines the exit terms. See
G.L. c. 208.
Civil marriage is created and regulated through exercise of the police power.
See Commonwealth v. Stowell, 389 Mass. 171, 175 (1983) (regulation of
marriage is properly within the scope of the police power). "Police power" (now
more commonly termed the State's regulatory authority) is an old-fashioned term
for the Commonwealth's lawmaking authority, as bounded by the liberty and
equality guarantees of the Massachusetts Constitution and its express delegation
of power from the people to their government. In broad terms, it is the
Legislature's power to enact rules to regulate conduct, to the extent that such
laws are "necessary to secure the health, safety, good order, comfort, or
general welfare of the community" (citations omitted). Opinion of the
Justices, 341 Mass. 760, 785 (1960). [FN12] See Commonwealth v. Alger,
7 Cush. 53, 85 (1851).
Without question, civil marriage enhances the "welfare of the community." It is
a "social institution of the highest importance." French v. McAnarney, supra.
Civil marriage anchors an ordered society by encouraging stable relationships
over transient ones. It is central to the way the Commonwealth identifies
individuals, provides for the orderly distribution of property, ensures that
children and adults are cared for and supported whenever possible from private
rather than public funds, and tracks important epidemiological and demographic
data.
Marriage also bestows enormous private and social advantages on those who choose
to marry. Civil marriage is at once a deeply personal commitment to another
human being and a highly public celebration of the ideals of mutuality,
companionship, intimacy, fidelity, and family. "It is an association that
promotes a way of life, not causes; a harmony in living, not political faiths; a
bilateral loyalty, not commercial or social projects." Griswold v.
Connecticut, 381 U.S. 479, 486 (1965). Because it fulfils yearnings for
security, safe haven, and connection that express our common humanity, civil
marriage is an esteemed institution, and the decision whether and whom to marry
is among life's momentous acts of self-definition.
Tangible as well as intangible benefits flow from marriage. The marriage license
grants valuable property rights to those who meet the entry requirements, and
who agree to what might otherwise be a burdensome degree of government
regulation of their activities. [FN13] See Leduc v. Commonwealth, 421
Mass. 433, 435 (1995), cert. denied, 519 U.S. 827 (1996) ( "The historical aim
of licensure generally is preservation of public health, safety, and welfare by
extending the public trust only to those with proven qualifications"). The
Legislature has conferred on "each party [in a civil marriage] substantial
rights concerning the assets of the other which unmarried cohabitants do not
have." Wilcox v. Trautz, 427 Mass. 326, 334 (1998). See Collins v.
Guggenheim, 417 Mass. 615, 618 (1994) (rejecting claim for equitable
distribution of property where plaintiff cohabited with but did not marry
defendant); Feliciano v. Rosemar Silver Co., 401 Mass. 141, 142 (1987)
(government interest in promoting marriage would be "subverted" by recognition
of "a right to recover for loss of consortium by a person who has not accepted
the correlative responsibilities of marriage"); Davis v. Misiano, 373
Mass. 261, 263 (1977) (unmarried partners not entitled to rights of separate
support or alimony). See generally Attorney Gen. v. Desilets, 418
Mass. 316, 327-328 & nn. 10, 11 (1994).
The benefits accessible only by way of a marriage license are enormous, touching
nearly every aspect of life and death. The department states that "hundreds of
statutes" are related to marriage and to marital benefits. With no attempt to be
comprehensive, we note that some of the statutory benefits conferred by the
Legislature on those who enter into civil marriage include, as to property:
joint Massachusetts income tax filing (G.L. c. 62C, § 6); tenancy by the
entirety (a form of ownership that provides certain protections against
creditors and allows for the automatic descent of property to the surviving
spouse without probate) (G.L. c. 184, § 7); extension of the benefit of the
homestead protection (securing up to $300,000 in equity from creditors) to one's
spouse and children (G.L. c. 188, § 1); automatic rights to inherit the property
of a deceased spouse who does not leave a will (G.L. c. 190, § 1); the rights of
elective share and of dower (which allow surviving spouses certain property
rights where the decedent spouse has not made adequate provision for the
survivor in a will) (G.L. c. 191, § 15, and G.L. c. 189); entitlement to wages
owed to a deceased employee (G.L. c. 149, § 178A [general] and G.L. c. 149, §
178C [public employees] ); eligibility to continue certain businesses of a
deceased spouse (e.g., G.L. c. 112, § 53 [dentist] ); the right to share the
medical policy of one's spouse (e.g., G.L. c. 175, § 108, Second [a ] [3]
[defining an insured's "dependent" to include one's spouse), see Connors v.
Boston, 430 Mass. 31, 43 (1999) [domestic partners of city employees not
included within the term "dependent" as used in G.L. c. 32B, § 2] ); thirty-nine
week continuation of health coverage for the spouse of a person who is laid off
or dies (e.g., G.L. c. 175, § 110G); preferential options under the
Commonwealth's pension system (see G.L. c. 32, § 12[2] ["Joint and Last Survivor
Allowance"] ); preferential benefits in the Commonwealth's medical program,
MassHealth (e.g., 130 Code Mass. Regs. § 515.012[A] prohibiting placing a lien
on long-term care patient's former home if spouse still lives there); access to
veterans' spousal benefits and preferences (e.g., G.L. c. 115, § 1 [defining
"dependents"] and G.L. c. 31, § 26 [State employment] and § 28 [municipal
employees] ); financial protections for spouses of certain Commonwealth
employees (fire fighters, police officers, prosecutors, among others) killed in
the performance of duty (e.g., G.L. c. 32, §§ 100-103); the equitable division
of marital property on divorce (G.L. c. 208, § 34); temporary and permanent
alimony rights (G.L. c. 208, §§ 17 and 34); the right to separate support on
separation of the parties that does not result in divorce (G.L. c. 209, § 32);
and the right to bring claims for wrongful death and loss of consortium, and for
funeral and burial expenses and punitive damages resulting from tort actions (G.L.
c. 229, §§ 1 and 2; G.L. c. 228, § 1. See Feliciano v. Rosemar Silver Co.,
supra ).
Exclusive marital benefits that are not directly tied to property rights include
the presumptions of legitimacy and parentage of children born to a married
couple (G.L. c. 209C, § 6, and G.L. c. 46, § 4B); and evidentiary rights, such
as the prohibition against spouses testifying against one another about their
private conversations, applicable in both civil and criminal cases (G.L. c. 233,
§ 20). Other statutory benefits of a personal nature available only to married
individuals include qualification for bereavement or medical leave to care for
individuals related by blood or marriage (G.L. c. 149, § 52D); an automatic
"family member" preference to make medical decisions for an incompetent or
disabled spouse who does not have a contrary health care proxy, see Shine v.
Vega, 429 Mass. 456, 466 (1999); the application of predictable rules of
child custody, visitation, support, and removal out-of-State when married
parents divorce (e.g., G.L. c. 208, § 19 [temporary custody], § 20 [temporary
support], § 28 [custody and support on judgment of divorce], § 30 [removal from
Commonwealth], and § 31 [shared custody plan]; priority rights to administer the
estate of a deceased spouse who dies without a will, and requirement that
surviving spouse must consent to the appointment of any other person as
administrator (G.L. c. 38, § 13 [disposition of body], and G.L. c. 113, § 8
[anatomical gifts] ); and the right to interment in the lot or tomb owned by
one's deceased spouse (G.L. c. 114, §§ 29-33).
Where a married couple has children, their children are also directly or
indirectly, but no less auspiciously, the recipients of the special legal and
economic protections obtained by civil marriage. Notwithstanding the
Commonwealth's strong public policy to abolish legal distinctions between
marital and nonmarital children in providing for the support and care of minors,
see Department of Revenue v. Mason M., 439 Mass. 665 (2003); Woodward
v. Commissioner of Social Sec., 435 Mass. 536, 546 (2002), the fact remains
that marital children reap a measure of family stability and economic security
based on their parents' legally privileged status that is largely inaccessible,
or not as readily accessible, to nonmarital children. Some of these benefits are
social, such as the enhanced approval that still attends the status of being a
marital child. Others are material, such as the greater ease of access to
family-based State and Federal benefits that attend the presumptions of one's
parentage.
It is undoubtedly for these concrete reasons, as well as for its intimately
personal significance, that civil marriage has long been termed a "civil right."
See, e.g., Loving v. Virginia, 388 U.S. 1, 12 (1967) ("Marriage is one of
the 'basic civil rights of man,' fundamental to our very existence and
survival"), quoting Skinner v. Oklahoma, 316 U.S. 535, 541 (1942);
Milford v. Worcester, 7 Mass. 48, 56 (1810) (referring to "civil rights
incident to marriages"). See also Baehr v. Lewin, 74 Haw. 530, 561 (1993)
(identifying marriage as a "civil right[ ]"); Baker v. State, 170 Vt.
194, 242 (1999) (Johnson, J., concurring in part and dissenting in part) (same).
The United States Supreme Court has described the right to marry as "of
fundamental importance for all individuals" and as "part of the fundamental
'right of privacy' implicit in the Fourteenth Amendment's Due Process Clause."
Zablocki v. Redhail, 434 U.S. 374, 384 (1978). See Loving v. Virginia,
supra ("The freedom to marry has long been recognized as one of the vital
personal rights essential to the orderly pursuit of happiness by free men").
[FN14]
Without the right to marry--or more properly, the right to choose to marry--one
is excluded from the full range of human experience and denied full protection
of the laws for one's "avowed commitment to an intimate and lasting human
relationship." Baker v. State, supra at 229. Because civil marriage is
central to the lives of individuals and the welfare of the community, our laws
assiduously protect the individual's right to marry against undue government
incursion. Laws may not "interfere directly and substantially with the right to
marry." Zablocki v. Redhail, supra at 387. See Perez v. Sharp, 32
Cal.2d 711, 714 (1948) ("There can be no prohibition of marriage except for an
important social objective and reasonable means"). [FN15]
Unquestionably, the regulatory power of the Commonwealth over civil marriage is
broad, as is the Commonwealth's discretion to award public benefits. See
Commonwealth v. Stowell, 389 Mass. 171, 175 (1983) (marriage); Moe v.
Secretary of Admin. & Fin., 382 Mass. 629, 652 (1981) (Medicaid benefits).
Individuals who have the choice to marry each other and nevertheless choose not
to may properly be denied the legal benefits of marriage. See Wilcox v.
Trautz, 427 Mass. 326, 334 (1998); Collins v. Guggenheim, 417 Mass.
615, 618 (1994); Feliciano v. Rosemar Silver Co., 401 Mass. 141, 142
(1987). But that same logic cannot hold for a qualified individual who would
marry if she or he only could.
B
For decades, indeed centuries, in much of this country (including Massachusetts)
no lawful marriage was possible between white and black Americans. That long
history availed not when the Supreme Court of California held in 1948 that a
legislative prohibition against interracial marriage violated the due process
and equality guarantees of the Fourteenth Amendment, Perez v. Sharp, 32
Cal.2d 711, 728 (1948), or when, nineteen years later, the United States Supreme
Court also held that a statutory bar to interracial marriage violated the
Fourteenth Amendment, Loving v. Virginia, 388 U.S. 1 (1967). [FN16] As
both Perez and Loving make clear, the right to marry means little
if it does not include the right to marry the person of one's choice, subject to
appropriate government restrictions in the interests of public health, safety,
and welfare. See Perez v. Sharp, supra at 717 ("the essence of the right
to marry is freedom to join in marriage with the person of one's choice"). See
also Loving v. Virginia, supra at 12. In this case, as in Perez
and Loving, a statute deprives individuals of access to an institution of
fundamental legal, personal, and social significance--the institution of
marriage--because of a single trait: skin color in Perez and Loving,
sexual orientation here. As it did in Perez and Loving, history
must yield to a more fully developed understanding of the invidious quality of
the discrimination. [FN17]
The Massachusetts Constitution protects matters of personal liberty against
government incursion as zealously, and often more so, than does the Federal
Constitution, even where both Constitutions employ essentially the same
language. See Planned Parenthood League of Mass., Inc. v. Attorney
Gen., 424 Mass. 586, 590 (1997); Corning Glass Works v. Ann & Hope, Inc.
of Danvers, 363 Mass. 409, 416 (1973). That the Massachusetts Constitution
is in some instances more protective of individual liberty interests than is the
Federal Constitution is not surprising. Fundamental to the vigor of our Federal
system of government is that "state courts are absolutely free to interpret
state constitutional provisions to accord greater protection to individual
rights than do similar provisions of the United States Constitution." Arizona
v. Evans, 514 U.S. 1, 8 (1995). [FN18]
The individual liberty and equality safeguards of the Massachusetts Constitution
protect both "freedom from" unwarranted government intrusion into protected
spheres of life and "freedom to" partake in benefits created by the State for
the common good. See Bachrach v. Secretary of the Commonwealth, 382 Mass.
268, 273 (1981); Dalli v. Board of Educ., 358 Mass. 753, 759 (1971). Both
freedoms are involved here. Whether and whom to marry, how to express sexual
intimacy, and whether and how to establish a family--these are among the most
basic of every individual's liberty and due process rights. See, e.g.,
Lawrence, supra at 2481; Planned Parenthood of Southeastern Pa. v. Casey,
505 U.S. 833, 851 (1992); Zablocki v. Redhail, 434 U.S. 374, 384 (1978);
Roe v. Wade, 410 U.S. 113, 152-153 (1973); Eisenstadt v. Baird,
405 U.S. 438, 453 (1972); Loving v. Virginia, supra. And central to
personal freedom and security is the assurance that the laws will apply equally
to persons in similar situations. "Absolute equality before the law is a
fundamental principle of our own Constitution." Opinion of the Justices,
211 Mass. 618, 619 (1912). The liberty interest in choosing whether and whom to
marry would be hollow if the Commonwealth could, without sufficient
justification, foreclose an individual from freely choosing the person with whom
to share an exclusive commitment in the unique institution of civil marriage.
The Massachusetts Constitution requires, at a minimum, that the exercise of the
State's regulatory authority not be "arbitrary or capricious." Commonwealth
v. Henry's Drywall Co., 366 Mass. 539, 542 (1974). [FN19] Under both the
equality and liberty guarantees, regulatory authority must, at very least, serve
"a legitimate purpose in a rational way"; a statute must "bear a reasonable
relation to a permissible legislative objective." Rushworth v. Registrar of
Motor Vehicles, 413 Mass. 265, 270 (1992). See, e.g., Massachusetts Fed'n
of Teachers v. Board of Educ., 436 Mass. 763, 778 (2002) (equal protection);
Coffee-Rich, Inc. v. Commissioner of Pub. Health, 348 Mass. 414,
422 (1965) (due process). Any law failing to satisfy the basic standards of
rationality is void.
The plaintiffs challenge the marriage statute on both equal protection and due
process grounds. With respect to each such claim, we must first determine the
appropriate standard of review. Where a statute implicates a fundamental right
or uses a suspect classification, we employ "strict judicial scrutiny."
Lowell v. Kowalski, 380 Mass. 663, 666 (1980). For all other statutes, we
employ the " 'rational basis' test." English v. New England Med. Ctr.,
405 Mass. 423, 428 (1989). For due process claims, rational basis analysis
requires that statutes "bear[ ] a real and substantial relation to the public
health, safety, morals, or some other phase of the general welfare."
Coffee-Rich, Inc. v. Commissioner of Pub. Health, supra, quoting
Sperry & Hutchinson Co. v. Director of the Div. on the Necessaries of
Life, 307 Mass. 408, 418 (1940). For equal protection challenges, the
rational basis test requires that "an impartial lawmaker could logically believe
that the classification would serve a legitimate public purpose that transcends
the harm to the members of the disadvantaged class." English v. New England
Med. Ctr., supra at 429, quoting Cleburne v. Cleburne Living Ctr., Inc.,
473 U.S. 432, 452 (1985) (Stevens, J., concurring). [FN20]
The department argues that no fundamental right or "suspect" class is at issue
here, [FN21] and rational basis is the appropriate standard of review. For the
reasons we explain below, we conclude that the marriage ban does not meet the
rational basis test for either due process or equal protection. Because the
statute does not survive rational basis review, we do not consider the
plaintiffs' arguments that this case merits strict judicial scrutiny.
The department posits three legislative rationales for prohibiting same-sex
couples from marrying: (1) providing a "favorable setting for procreation"; (2)
ensuring the optimal setting for child rearing, which the department defines as
"a two-parent family with one parent of each sex"; and (3) preserving scarce
State and private financial resources. We consider each in turn.
The judge in the Superior Court endorsed the first rationale, holding that "the
state's interest in regulating marriage is based on the traditional concept that
marriage's primary purpose is procreation." This is incorrect. Our laws of civil
marriage do not privilege procreative heterosexual intercourse between married
people above every other form of adult intimacy and every other means of
creating a family. General Laws c. 207 contains no requirement that the
applicants for a marriage license attest to their ability or intention to
conceive children by coitus. Fertility is not a condition of marriage, nor is it
grounds for divorce. People who have never consummated their marriage, and never
plan to, may be and stay married. See Franklin v. Franklin, 154 Mass.
515, 516 (1891) ("The consummation of a marriage by coition is not necessary to
its validity"). [FN22] People who cannot stir from their deathbed may marry. See
G.L. c. 207, § 28A. While it is certainly true that many, perhaps most, married
couples have children together (assisted or unassisted), it is the exclusive and
permanent commitment of the marriage partners to one another, not the begetting
of children, that is the sine qua non of civil marriage. [FN23]
Moreover, the Commonwealth affirmatively facilitates bringing children into a
family regardless of whether the intended parent is married or unmarried,
whether the child is adopted or born into a family, whether assistive technology
was used to conceive the child, and whether the parent or her partner is
heterosexual, homosexual, or bisexual. [FN24] If procreation were a necessary
component of civil marriage, our statutes would draw a tighter circle around the
permissible bounds of nonmarital child bearing and the creation of families by
noncoital means. The attempt to isolate procreation as "the source of a
fundamental right to marry," post at (Cordy, J., dissenting), overlooks
the integrated way in which courts have examined the complex and overlapping
realms of personal autonomy, marriage, family life, and child rearing. Our
jurisprudence recognizes that, in these nuanced and fundamentally private areas
of life, such a narrow focus is inappropriate.
The "marriage is procreation" argument singles out the one unbridgeable
difference between same-sex and opposite-sex couples, and transforms that
difference into the essence of legal marriage. Like "Amendment 2" to the
Constitution of Colorado, which effectively denied homosexual persons equality
under the law and full access to the political process, the marriage restriction
impermissibly "identifies persons by a single trait and then denies them
protection across the board." Romer v. Evans, 517 U.S. 620, 633 (1996).
In so doing, the State's action confers an official stamp of approval on the
destructive stereotype that same-sex relationships are inherently unstable and
inferior to opposite-sex relationships and are not worthy of respect. [FN25]
The department's first stated rationale, equating marriage with unassisted
heterosexual procreation, shades imperceptibly into its second: that confining
marriage to opposite-sex couples ensures that children are raised in the
"optimal" setting. Protecting the welfare of children is a paramount State
policy. Restricting marriage to opposite-sex couples, however, cannot plausibly
further this policy. "The demographic changes of the past century make it
difficult to speak of an average American family. The composition of families
varies greatly from household to household." Troxel v. Granville, 530
U.S. 57, 63 (2000). Massachusetts has responded supportively to "the changing
realities of the American family," id. at 64, and has moved vigorously to
strengthen the modern family in its many variations. See, e.g., G.L. c. 209C
(paternity statute); G.L. c. 119, § 39D (grandparent visitation statute);
Blixt v. Blixt, 437 Mass. 649 (2002), cert. denied, 537 U.S. 1189 (2003)
(same); E.N.O. v. L.M.M., 429 Mass. 824, cert. denied, 528 U.S.
1005 (1999) (de facto parent); Youmans v. Ramos, 429 Mass. 774, 782
(1999) (same); and Adoption of Tammy, 416 Mass. 205 (1993) (coparent
adoption). Moreover, we have repudiated the common-law power of the State to
provide varying levels of protection to children based on the circumstances of
birth. See G.L. c. 209C (paternity statute); Powers v. Wilkinson, 399
Mass. 650, 661 (1987) ("Ours is an era in which logic and compassion have
impelled the law toward unburdening children from the stigma and the
disadvantages heretofore attendant upon the status of illegitimacy"). The "best
interests of the child" standard does not turn on a parent's sexual orientation
or marital status. See e.g., Doe v. Doe, 16 Mass.App.Ct. 499, 503 (1983)
(parent's sexual orientation insufficient ground to deny custody of child in
divorce action). See also E.N.O. v. L.M.M., supra at 829-830 (best
interests of child determined by considering child's relationship with
biological and de facto same-sex parents); Silvia v. Silvia, 9
Mass.App.Ct. 339, 341 & n. 3 (1980) (collecting support and custody statutes
containing no gender distinction).
The department has offered no evidence that forbidding marriage to people of the
same sex will increase the number of couples choosing to enter into opposite-sex
marriages in order to have and raise children. There is thus no rational
relationship between the marriage statute and the Commonwealth's proffered goal
of protecting the "optimal" child rearing unit. Moreover, the department readily
concedes that people in same-sex couples may be "excellent" parents. These
couples (including four of the plaintiff couples) have children for the reasons
others do--to love them, to care for them, to nurture them. But the task of
child rearing for same-sex couples is made infinitely harder by their status as
outliers to the marriage laws. While establishing the parentage of children as
soon as possible is crucial to the safety and welfare of children, see
Culliton v. Beth Israel Deaconness Med. Ctr., 435 Mass. 285, 292 (2001),
same-sex couples must undergo the sometimes lengthy and intrusive process of
second-parent adoption to establish their joint parentage. While the enhanced
income provided by marital benefits is an important source of security and
stability for married couples and their children, those benefits are denied to
families headed by same-sex couples. See, e.g., note 6, supra. While the
laws of divorce provide clear and reasonably predictable guidelines for child
support, child custody, and property division on dissolution of a marriage,
same-sex couples who dissolve their relationships find themselves and their
children in the highly unpredictable terrain of equity jurisdiction. See
E.N.O. v. L.M.M., supra. Given the wide range of public benefits reserved
only for married couples, we do not credit the department's contention that the
absence of access to civil marriage amounts to little more than an inconvenience
to same-sex couples and their children. Excluding same-sex couples from civil
marriage will not make children of opposite-sex marriages more secure, but it
does prevent children of same-sex couples from enjoying the immeasurable
advantages that flow from the assurance of "a stable family structure in which
children will be reared, educated, and socialized." Post at (Cordy, J.,
dissenting). [FN26]
No one disputes that the plaintiff couples are families, that many are parents,
and that the children they are raising, like all children, need and should have
the fullest opportunity to grow up in a secure, protected family unit.
Similarly, no one disputes that, under the rubric of marriage, the State
provides a cornucopia of substantial benefits to married parents and their
children. The preferential treatment of civil marriage reflects the
Legislature's conclusion that marriage "is the foremost setting for the
education and socialization of children" precisely because it "encourages
parents to remain committed to each other and to their children as they grow."
Post at (Cordy, J., dissenting).
In this case, we are confronted with an entire, sizeable class of parents
raising children who have absolutely no access to civil marriage and its
protections because they are forbidden from procuring a marriage license. It
cannot be rational under our laws, and indeed it is not permitted, to penalize
children by depriving them of State benefits because the State disapproves of
their parents' sexual orientation.
The third rationale advanced by the department is that limiting marriage to
opposite-sex couples furthers the Legislature's interest in conserving scarce
State and private financial resources. The marriage restriction is rational, it
argues, because the General Court logically could assume that same-sex couples
are more financially independent than married couples and thus less needy of
public marital benefits, such as tax advantages, or private marital benefits,
such as employer-financed health plans that include spouses in their coverage.
An absolute statutory ban on same-sex marriage bears no rational relationship to
the goal of economy. First, the department's conclusory generalization-- that
same-sex couples are less financially dependent on each other than opposite-sex
couples--ignores that many same-sex couples, such as many of the plaintiffs in
this case, have children and other dependents (here, aged parents) in their
care. [FN27] The department does not contend, nor could it, that these
dependents are less needy or deserving than the dependents of married couples.
Second, Massachusetts marriage laws do not condition receipt of public and
private financial benefits to married individuals on a demonstration of
financial dependence on each other; the benefits are available to married
couples regardless of whether they mingle their finances or actually depend on
each other for support.
The department suggests additional rationales for prohibiting same-sex couples
from marrying, which are developed by some amici. It argues that broadening
civil marriage to include same-sex couples will trivialize or destroy the
institution of marriage as it has historically been fashioned. Certainly our
decision today marks a significant change in the definition of marriage as it
has been inherited from the common law, and understood by many societies for
centuries. But it does not disturb the fundamental value of marriage in our
society.
Here, the plaintiffs seek only to be married, not to undermine the institution
of civil marriage. They do not want marriage abolished. They do not attack the
binary nature of marriage, the consanguinity provisions, or any of the other
gate-keeping provisions of the marriage licensing law. Recognizing the right of
an individual to marry a person of the same sex will not diminish the validity
or dignity of opposite-sex marriage, any more than recognizing the right of an
individual to marry a person of a different race devalues the marriage of a
person who marries someone of her own race. [FN28] If anything, extending civil
marriage to same-sex couples reinforces the importance of marriage to
individuals and communities. That same-sex couples are willing to embrace
marriage's solemn obligations of exclusivity, mutual support, and commitment to
one another is a testament to the enduring place of marriage in our laws and in
the human spirit. [FN29]
It has been argued that, due to the State's strong interest in the institution
of marriage as a stabilizing social structure, only the Legislature can control
and define its boundaries. Accordingly, our elected representatives legitimately
may choose to exclude same-sex couples from civil marriage in order to assure
all citizens of the Commonwealth that (1) the benefits of our marriage laws are
available explicitly to create and support a family setting that is, in the
Legislature's view, optimal for child rearing, and (2) the State does not
endorse gay and lesbian parenthood as the equivalent of being raised by one's
married biological parents. [FN30] These arguments miss the point. The
Massachusetts Constitution requires that legislation meet certain criteria and
not extend beyond certain limits. It is the function of courts to determine
whether these criteria are met and whether these limits are exceeded. In most
instances, these limits are defined by whether a rational basis exists to
conclude that legislation will bring about a rational result. The Legislature in
the first instance, and the courts in the last instance, must ascertain whether
such a rational basis exists. To label the court's role as usurping that of the
Legislature, see, e.g., post at (Cordy, J., dissenting), is to
misunderstand the nature and purpose of judicial review. We owe great deference
to the Legislature to decide social and policy issues, but it is the traditional
and settled role of courts to decide constitutional issues. [FN31]
The history of constitutional law "is the story of the extension of
constitutional rights and protections to people once ignored or excluded."
United States v. Virginia, 518 U.S. 515, 557 (1996) (construing equal
protection clause of the Fourteenth Amendment to prohibit categorical exclusion
of women from public military institute). This statement is as true in the area
of civil marriage as in any other area of civil rights. See, e.g., Turner v.
Safley, 482 U.S. 78 (1987); Loving v. Virginia, 388 U.S. 1 (1967);
Perez v. Sharp, 32 Cal.2d 711 (1948). As a public institution and a right of
fundamental importance, civil marriage is an evolving paradigm. The common law
was exceptionally harsh toward women who became wives: a woman's legal identity
all but evaporated into that of her husband. See generally C.P. Kind